Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Elizabeth Wayne is a registered representative with Northwestern Mutual Investment Services, LLC. Shannon is licensed to provide financial services in Georgia. Shannon's areas of expertise include investment research, investment recommendations, and referrals to other financial advisors. Shannon has passed the Series 63, Series 7, Series 6 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
GA
02/26/2022 - Present
Northwestern Mutual Investment Services, LLC (ATLANTA GA)
BC
Issued 04/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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