Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Hagrman is a financial professional registered with Rabo Securities USA, Inc. Shannon has been in the financial industry for over 10 years and holds licenses for Securities Industry Essentials (SIE), Series 6, Series 7, Series 26, and Series 63. Shannon has previously worked for firms such as Wells Fargo Clearing Services, LLC, First Clearing, LLC and Farmers Financial Solutions, LLC. Shannon is licensed in Missouri and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/10/2018 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
MO
09/25/2015 - 02/07/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
02/15/2012 - 08/26/2015
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
01/15/2009 - 02/27/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
CA
11/06/2006 - 10/29/2007
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BC
Issued 01/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/03/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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