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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Butler is a financial advisor with Raymond James & Associates, Inc. Shannon has been in the industry since 2002 and specializes in providing financial advice and investment management services to individuals and businesses. Shannon has been with Raymond James since 2013. Previously, Shannon worked at Morgan Stanley, Citigroup Global Markets Inc., Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Morgan Stanley DW Inc., and Salomon Smith Barney Inc. Shannon holds the Series 63, Series 7, and SIE licenses. Shannon's firm, Raymond James & Associates, Inc., is a full-service financial services firm that provides a wide range of investment and financial planning services. The firm has over 7,000 financial advisors and manages over $433 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/08/2013 - Present
Raymond James & Associates, Inc. (BEDMINSTER NJ)
NJ
06/01/2009 - 07/09/2013
MORGAN STANLEY (BEDMINSTER NJ)
NJ
05/05/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEDMINSTER NJ)
NJ
01/01/2008 - 05/13/2009
WELLS FARGO ADVISORS, LLC (CHESTER NJ)
NJ
04/15/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHESTER NJ)
NY
07/11/2002 - 03/18/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/30/2001 - 06/20/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 10/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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