Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Dubuisson is a financial advisor with over 13 years of experience in the industry. Shannon is registered with Cetera Investment Advisers LLC and has a Series 6, 7, 63, and 66. Shannon is also a licensed insurance agent and holds several other certifications. Shannon has worked with a variety of financial institutions, including Wells Fargo Clearing Services, LLC and JP Morgan Securities LLC. Shannon provides financial advice to a variety of clients, including individuals, families, businesses, and institutions. Shannon specializes in financial planning, portfolio management, and investment management. Shannon is committed to providing her clients with personalized financial advice and investment strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/01/2024 - Present
Cetera Investment Advisers LLC (Lodi CA)
CA
07/28/2016 - 07/11/2024
WELLS FARGO CLEARING SERVICES, LLC (STOCKTON CA)
CA
07/25/2014 - 06/13/2016
J.P. MORGAN SECURITIES LLC (LODI CA)
CA
01/31/2014 - 06/30/2014
MML INVESTORS SERVICES, LLC (ROSEVILLE CA)
CA
05/25/2011 - 12/02/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SACRAMENTO CA)
BOTH
Issued 10/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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