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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Waddell is an investment advisor representative at LPL Financial LLC. Shannon has been in the industry since December 16, 1997. Shannon has been registered with LPL Financial LLC since July 5, 2011. Shannon is also registered with the state of Texas as an investment advisor representative. Previously, Shannon has been employed with UVEST FINANCIAL SERVICES GROUP, INC., TRUSTMARK SECURITIES, INC., LEGG MASON WOOD WALKER, INCORPORATED, AMSOUTH INVESTMENT SERVICES, INC., INVEST FINANCIAL CORPORATION, and DEPOSIT GUARANTY INVESTMENTS, INC. Shannon has passed the Series 63, Series 65, Series 7, Series 24, and SIE exams. Shannon is a registered representative with FINRA and is also a member of the state of Mississippi’s investment advisor program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
05/10/2013 - Present
LPL Financial LLC (MADISON MS)
MS
02/28/2006 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (JACKSON MS)
MS
11/15/2002 - 02/28/2006
TRUSTMARK SECURITIES, INC. (JACKSON MS)
MD
09/21/2000 - 10/21/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
AL
02/14/2000 - 09/18/2000
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
07/02/1998 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
11/21/1997 - 07/08/1998
DEPOSIT GUARANTY INVESTMENTS, INC.
IA
Issued 11/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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