Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Deverna Mikus is a financial professional with over a decade of experience in the industry. Shannon is currently registered with UBS Financial Services Inc. and has prior experience with Morgan Stanley and Credit Suisse Securities (USA) LLC. Shannon specializes in providing a variety of financial services, including investment management, financial planning, and educational seminars. Shannon is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
11/20/2015 - Present
UBS Financial Services Inc. (ROCKLAND MA)
MA
05/28/2014 - 10/19/2015
MORGAN STANLEY (NORWELL MA)
MA
09/22/2004 - 05/04/2007
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
BOTH
Issued 06/26/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/10/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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