Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Conway is a financial advisor with Empower Advisory Group, LLC. Shannon has been in the financial services industry since October 1996. Shannon has a Series 63, 65, and 66 license, as well as Series 7, 9, 10, and 31 licenses. Shannon is registered with the state of Idaho and the Financial Industry Regulatory Authority (FINRA). Shannon's specialties include financial planning, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
04/03/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
WA
10/06/1999 - 01/11/2022
CHARLES SCHWAB & CO., INC. (Tacoma WA)
CA
08/18/1998 - 09/17/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
03/31/1997 - 06/12/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
WA
06/06/1996 - 02/25/1997
DAVREY FINANCIAL SERVICES, INC. (TACOMA WA)
BOTH
Issued 07/23/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/12/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 06/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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