Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Obrien is a financial advisor with American Portfolios Financial Services, Inc. Shannon has been in the securities industry since 1999. Shannon holds Series 6, 7, 24, 26, 52TO, 53, and 63 licenses. Shannon is licensed to provide financial advice in 53 states and the District of Columbia. Shannon was previously registered with CADARET, GRANT & CO., INC. and PARK AVENUE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/29/2021 - Present
American Portfolios Financial Services, Inc. (HOLBROOK NY)
NY
05/25/2006 - 04/29/2020
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
04/06/2001 - 11/22/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
03/24/1999 - 02/09/2001
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 02/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/24/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/28/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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