Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Dale Smith is a financial professional with over 20 years of experience in the financial services industry. Shannon is a registered representative with Osaic Wealth, Inc. and a Registered Investment Advisor. Shannon has been a part of many financial firms over the years including SagePoint Financial, Inc., Securian Financial Services, Inc., MML Investors Services, LLC, MSI Financial Services, Inc., Metropolitan Life Insurance Company, and Aura Financial Services, Inc. Shannon's experience spans multiple industries, including financial planning, pension consulting, educational seminars, and portfolio management. Shannon is also a licensed insurance agent and has provided insurance solutions to individuals and businesses. Shannon has a proven track record of success in helping clients achieve their financial goals. Shannon is committed to providing personalized financial advice and guidance to help clients make informed decisions about their financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
09/01/2023 - Present
Osaic Wealth, Inc. (FLORENCE AL)
AL
06/17/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (FLORENCE AL)
AL
05/18/2018 - 06/23/2021
SECURIAN FINANCIAL SERVICES, INC. (Florence AL)
AL
03/25/2017 - 05/16/2018
MML INVESTORS SERVICES, LLC (HUNTSVILLE AL)
AL
11/05/2002 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HUNTSVILLE AL)
AL
11/05/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BIRMINGHAM AL)
AL
09/19/2002 - 10/14/2002
AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
BOTH
Issued 04/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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