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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Smithwick is an investment advisor representative at Osaic Wealth, Inc. Shannon has been in the financial services industry for over 25 years. Shannon is licensed in several states and has a variety of licenses including Series 6, 7, 24, 63 and 65. Shannon has experience working with high-net-worth individuals, families and institutions. Shannon can help you with a variety of financial planning needs, including retirement planning, college savings, investment management and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/06/2023 - Present
Osaic Wealth, Inc. (TAMPA FL)
FL
08/12/1997 - 11/02/2018
SIGNATOR INVESTORS, INC. (MELBOURNE FL)
IA
Issued 2/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/4/2002
Series 7 - General Securities Representative Examination
BC
Issued 8/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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