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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Colleen Mulloy is a financial advisor with Ameriprise Financial Services, LLC. Shannon has been in the industry since 2007 and holds a Series 63, Series 66, Series 7, Series 24, and Series 53 licenses. Shannon has experience working with a variety of clients, including individuals, families, businesses, and charitable organizations. Shannon specializes in financial planning, asset allocation, and investment management. Shannon was previously employed with Hantz Financial Services, Inc. and holds a current active registration as a Registered Representative. Shannon is committed to providing her clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
10/08/2012 - Present
Ameriprise Financial Services, LLC (Highland MI)
MI
07/17/2007 - 06/09/2010
HANTZ FINANCIAL SERVICES, INC. (SOUTHFIELD MI)
BOTH
Issued 08/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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