Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Thomas is a financial advisor who has been in the industry since 2018. Currently, Shannon is registered with Natixis Securities Americas LLC and has been with the firm since December 2022. Previously, Shannon was employed by ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC and HSBC SECURITIES (USA) INC.. Shannon holds a Series 7, 79, 63 and SIE licenses. Shannon is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/12/2022 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
01/20/2022 - 07/05/2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
12/12/2017 - 11/16/2021
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 01/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/12/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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