Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Late is a financial professional with over 17 years of experience in the industry. Shannon is currently registered with Empower Financial Services, Inc. and is located in Greenwood Village, Colorado. Shannon has passed the Series 6, Series 26 and the SIE exams. Shannon has also held previous registrations with Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/04/2024 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CT
03/16/2006 - 03/04/2024
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
BC
Issued 04/19/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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