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Shannon Axelrod

Jane Street Capital, LLC

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About Shannon Axelrod

Shannon Axelrod is a financial professional with over 15 years of experience in the financial services industry. Shannon is currently registered with Jane Street Capital, LLC and is a Series 7, Series 55, Series 57TO, and SIE licensed professional. Shannon has also previously held roles at Jane Street Markets, LLC and Jane Street Trading, LLC. Prior to that, Shannon worked at Oppenheimer & Co. Inc.. Shannon has a broad range of experience in the financial markets, including equity trading and investment advisory services.

Firm Information

Shannon Axelrod is currently registered with Jane Street Capital, LLC. Jane Street Capital, LLC is a Limited Liability Company formed on August 31, 1999. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shannon Axelrod’s Registration & Firm History

NY

03/09/2007 - Present

Jane Street Capital, LLC (New York NY)

NY

01/03/2008 - 02/17/2015

JANE STREET MARKETS, LLC (NEW YORK NY)

NY

03/26/2008 - 01/21/2010

JANE STREET TRADING, LLC (NEW YORK NY)

NY

10/06/2006 - 02/21/2007

OPPENHEIMER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/20/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/05/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shannon Axelrod.
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