Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Harbrecht McGuire is a financial advisor with Wealthpenn.comllc. Shannon has been in the industry since 1992 and holds licenses in multiple states, including Nevada, Texas and Utah. Shannon has experience at several firms, including MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, and PIPER JAFFRAY & CO. Shannon is also a Registered Investment Advisor. Shannon specializes in portfolio management for individuals, businesses, and investment companies.
Overton, NV
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NV
06/08/2012 - Present
Wealthpenn.comllc (Overton NV)
UT
06/01/2009 - 02/09/2012
MORGAN STANLEY SMITH BARNEY (HOLLADAY UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SALT LAKE CITY UT)
UT
04/01/2004 - 04/02/2007
MORGAN STANLEY DW INC. (SALT LAKE CITY UT)
MN
08/16/2002 - 03/25/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NY
07/27/1999 - 10/03/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/02/1998 - 07/28/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/01/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
11/19/1991 - 12/14/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 6/7/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/9/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/6/2013
Series 3 - National Commodity Futures Examination
BC
Issued 11/12/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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