Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Andrew Sullivan is a financial advisor with LPL Financial LLC. Shannon has been in the financial services industry since 1989, and is registered with the state of Georgia and Texas as both a Broker-Dealer and an Investment Advisor. Shannon has a strong background in both brokerage and advisory services and has worked with a wide range of clients. Shannon is committed to providing personalized financial advice and strategies to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/15/2012 - Present
LPL Financial LLC (ALPHARETTA GA)
GA
01/03/1996 - 08/28/2008
SUNTRUST INVESTMENT SERVICES, INC. (ALPHARETTA GA)
GA
04/25/1989 - 12/19/1994
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NA
04/03/1989 - 04/27/1989
THE STUART-JAMES COMPANY, INCORPORATED
IA
Issued 06/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/01/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/01/1989
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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