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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Andrew Pons is a financial advisor with Macquarie Investment Management Business Trust based in Philadelphia, Pennsylvania. Shannon has been in the financial industry since 2008. Shannon holds several licenses including Series 66, Series 24, Series 3, and Series 7. Shannon is registered in 53 states and territories. In addition to being registered as a Broker-Dealer, Shannon is also registered as an Investment Advisor Representative (IAR) in Idaho. Shannon provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Structured product/securitization advice/transition management
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
10/22/2024 - Present
MacQuarie Investment Management Business Trust (PHILADELPHIA PA)
NC
02/22/2007 - 09/21/2022
BARINGS SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 03/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2013
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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