Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shanna? Claim Your ProfileShanna Pendergrast is an investment advisor representative. Shanna has been in the financial services industry since 2002. Shanna is currently registered with Cetera Investment Advisers LLC. Shanna previously worked for EDWARD JONES, COMPASS BROKERAGE, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PRUDENTIAL SECURITIES INCORPORATED. Shanna holds licenses Series 7, 63, 65 and 66. Shanna is registered with the state of Alabama as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
04/13/2021 - Present
Cetera Investment Advisers LLC (MADISON AL)
AL
03/16/2019 - 04/13/2021
EDWARD JONES (Florence AL)
AL
09/13/2002 - 03/06/2008
COMPASS BROKERAGE, INC. (MUSCLE SHOALS AL)
NY
08/22/2000 - 09/06/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/26/1998 - 08/16/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 04/06/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shanna Pendergrast is the right advisor for you? Invested Better is here to help.
