Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shanna? Claim Your ProfileShanna Rivera has been in the financial services industry for over 20 years. Shanna is currently registered with CWM, LLC. She has a wide range of experience, including working at AUSDAL FINANCIAL PARTNERS, INC., MUTUAL SECURITIES, INC., TRIAD ADVISORS, INC., and WACHOVIA SECURITIES FINANCIAL NETWORK, LLC. Shanna is licensed in Arizona and Nebraska and holds the Series 7, Series 63, and Series 66 licenses. She also holds the SIE exam, showing her dedication to keeping up with the ever-changing financial landscape. Shanna has been involved in various aspects of the financial services industry. She is an Operations Manager and Investment Advisor Representative for SILVERHAWK FINANCIAL. She works full-time, Monday through Friday, managing the day-to-day operations of SILVERHAWK, including paperwork processing, management of client files, and compliance. Shanna is dedicated to helping her clients achieve their financial goals. She provides a range of financial services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
AZ
05/19/2023 - Present
CWM, LLC (Scottsdale AZ)
AZ
05/27/2014 - 07/31/2015
AUSDAL FINANCIAL PARTNERS, INC. (SCOTTSDALE AZ)
AZ
09/01/2009 - 06/28/2012
MUTUAL SECURITIES, INC. (SCOTTSDALE AZ)
AZ
08/15/2008 - 09/01/2009
TRIAD ADVISORS, INC. (SCOTTSDALE AZ)
AZ
10/08/2004 - 08/21/2008
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (SCOTTSDALE AZ)
TX
01/23/2002 - 08/19/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 03/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2015
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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