Unclaimed
Shanna Broaddus is a financial professional with over 10 years of experience in the industry. She is currently registered with Empower Financial Services, Inc., a firm located in Greenwood Village, Colorado. Prior to her current role, Shanna worked at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. in Overland Park, Kansas. Shanna is licensed in Kansas and Missouri and holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/02/2014 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
KS
03/04/2013 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
BC
Issued 12/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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