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Shanna Broaddus

Empower Financial Services, Inc.

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About Shanna Broaddus

Shanna Broaddus is a financial professional with over 10 years of experience in the industry. She is currently registered with Empower Financial Services, Inc., a firm located in Greenwood Village, Colorado. Prior to her current role, Shanna worked at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. in Overland Park, Kansas. Shanna is licensed in Kansas and Missouri and holds the Series 6, Series 63 and SIE licenses.

Firm Information

Shanna Broaddus is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shanna Broaddus’s Registration & Firm History

CO

09/02/2014 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

KS

03/04/2013 - 09/02/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 12/07/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shanna Broaddus.
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