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Shanker Lall Merchant

BCW Securities LLC

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About Shanker Lall Merchant

Shanker Lall Merchant is a financial advisor with over 30 years of experience in the industry. Merchant is currently registered with BCW Securities LLC in Westport, CT and has been with the firm since April 2018. Prior to joining BCW Securities LLC, Merchant was a Registered Representative with CAVU Securities LLC, Castleoak Securities, LP, ACP Securities, LLC, Cabrera Capital Markets, LLC, NewOak Capital Markets LLC, Wachovia Capital Markets, LLC and Wachovia Securities, LLC. Merchant holds Series 7, Series 52, Series 63 and SIE licenses.

Firm Information

Shanker Merchant is currently registered with BCW Securities LLC. BCW Securities LLC is a Limited Liability Company formed in May 2007. The firm is registered with the SEC and in 17 states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shanker Merchant’s Registration & Firm History

CT

04/30/2018 - Present

BCW Securities LLC (WESTPORT CT)

NY

07/24/2014 - 11/01/2018

CAVU SECURITIES LLC (NEW YORK NY)

NY

09/27/2012 - 07/29/2014

CASTLEOAK SECURITIES, LP (NEW YORK NY)

FL

05/18/2012 - 09/26/2012

ACP SECURITIES, LLC (MIAMI FL)

NY

10/12/2010 - 03/09/2012

CABRERA CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/02/2009 - 10/15/2010

NEWOAK CAPITAL MARKETS LLC (NEW YORK NY)

NC

07/01/2003 - 01/11/2008

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/02/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

08/22/1997 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

01/07/1991 - 04/11/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/29/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/1991

Series 7 - General Securities Representative Examination

BC

Issued 01/21/1987

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shanker Lall Merchant.
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