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Shanker Balasubramanian

BGC Financial, LP

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About Shanker Balasubramanian

Shanker Balasubramanian is a registered representative with BGC Financial, LP. Shanker has been in the industry since February 14, 2017 and is currently registered with FINRA. Shanker is also a registered representative with Virtu Americas LLC and holds the Series 57 and the SIE licenses.

Firm Information

Shanker Balasubramanian is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shanker Balasubramanian’s Registration & Firm History

NY

06/12/2019 - Present

BGC Financial, LP (NEW YORK NY)

NY

01/18/2017 - 05/15/2019

VIRTU AMERICAS LLC (New York NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2017

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Shanker Balasubramanian.
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