Unclaimed
Shane Trepel is a financial professional with over 17 years of experience in the securities industry. Shane has held positions at various firms including Finance 500, Inc., Gardnyr Michael Capital, Inc., C & CO/Princeridge LLC, TMC Bonds L.L.C., PRUCO Securities, LLC., and E1 Asset Management, Inc. Shane is currently registered with ICE Bonds Securities Corp. as a Municipal Securities Principal and a General Securities Principal. Shane holds Series 63, Series 53, Series 24, Series 52TO, SIE, and Series 7 licenses. Shane is registered in Georgia, Louisiana, New York, Ohio, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2021 - Present
ICE Bonds Securities Corp. (White Plains NY)
CA
11/12/2013 - 09/02/2021
FINANCE 500, INC. (IRVINE CA)
AL
02/14/2013 - 07/15/2013
GARDNYR MICHAEL CAPITAL, INC. (MOBILE AL)
NY
06/26/2012 - 01/15/2013
C & CO/PRINCERIDGE LLC (NEW YORK NY)
NY
12/10/2008 - 06/22/2012
TMC BONDS L.L.C. (NEW YORK NY)
NJ
12/14/2006 - 12/05/2008
PRUCO SECURITIES, LLC. (ISELIN NJ)
NY
04/27/2005 - 10/03/2006
E1 ASSET MANAGEMENT, INC. (NEW YORK NY)
BC
Issued 05/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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