Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane William Kaiser is a financial advisor with Houlihan Lokey Capital, Inc. in New York, NY. Shane has been in the industry since October 21, 2010. Shane holds the Series 63, SIE, and Series 79 licenses. Shane was previously employed at PORTICO CAPITAL SECURITIES LLC, BARCLAYS CAPITAL INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/15/2020 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
CT
03/09/2015 - 06/22/2020
PORTICO CAPITAL SECURITIES LLC (GREENWICH CT)
NY
10/23/2014 - 02/19/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/30/2010 - 10/08/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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