Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Soobotin is an investment banking professional with Houlihan Lokey Capital, Inc. Shane has been in the industry since November 2019, and has passed the Series 63, Series 79TO, and SIE exams. Shane is registered with the state of California as a broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/21/2019 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 11/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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