Unclaimed
Shane Paeper is a registered representative with Vanguard Marketing Corp., a firm that is not registered with the Securities and Exchange Commission (SEC). Shane has been in the industry since February 26, 2017. Shane's primary office is located in Scottsdale, Arizona. Shane is registered in 53 states. Shane has passed the Series 4, Series 7, Series 24, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
02/27/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 03/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2021
Series 4 - Registered Options Principal Examination
BC
Issued 03/26/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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