Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Swanke is a financial advisor with over 20 years of experience in the industry. Shane is currently registered with LPL Financial LLC in Prior Lake, Minnesota, and also holds registrations in Arizona, California, Colorado, Florida, Illinois, Iowa, Michigan, Minnesota, Nebraska, Ohio, South Dakota, Texas, Virginia, and Wisconsin. Shane previously worked with VOYA FINANCIAL ADVISORS, INC. and LOCUST STREET SECURITIES, INC. Shane has passed the Series 66, SIE, and Series 7 exams. Shane provides financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
12/10/2020 - Present
LPL Financial LLC (PRIOR LAKE MN)
MN
01/01/2004 - 12/14/2020
VOYA FINANCIAL ADVISORS, INC. (PRIOR LAKE MN)
IA
11/12/2001 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NY
05/30/2001 - 08/14/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/15/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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