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Shane Thomas McGrath

Prudential Annuities Distributors, Inc.

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About Shane Thomas McGrath

Shane McGrath is a financial advisor with over 20 years of experience in the industry. Shane currently works for Prudential Annuities Distributors, Inc. and is registered with the state of Connecticut. Shane has experience with a variety of firms and specializes in providing financial advice to clients.

Firm Information

Shane McGrath is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shane McGrath’s Registration & Firm History

CT

06/27/2018 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

10/17/2016 - 03/29/2022

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

02/23/2015 - 06/17/2016

SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)

NY

01/23/2012 - 02/24/2015

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

MA

01/23/2012 - 02/24/2015

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

01/23/2012 - 01/02/2015

NEW ENGLAND SECURITIES (NEW YORK NY)

CT

01/19/2007 - 09/06/2013

WALNUT STREET SECURITIES, INC. (HARTFORD CT)

CT

08/29/2006 - 09/06/2013

TOWER SQUARE SECURITIES, INC. (HARTFORD CT)

MA

06/23/2005 - 07/28/2006

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

CA

05/18/2004 - 06/03/2005

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CT

10/17/2002 - 05/06/2004

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

CT

01/15/2002 - 05/06/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 12/28/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/07/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/03/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shane Thomas McGrath.
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