Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Thomas is a financial advisor with Guggenheim Securities, LLC. Shane has been in the financial services industry for over 1 year and is registered with the Financial Industry Regulatory Authority (FINRA) as well as the state of New York. Shane has passed the Series 7TO, Series 79TO, Series 63, and SIE exams. Previously, Shane worked as a financial advisor at Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/22/2023 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
08/08/2022 - 06/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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