Unclaimed
Shane Sutera is a registered representative at Regions Securities LLC. Shane has a Series 63, Series 79TO and a SIE license. Shane has been in the industry since 2019 and is licensed in Georgia and New York. Shane's current employer is Regions Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
08/07/2019 - Present
Regions Securities LLC (Atlanta GA)
BC
Issued 06/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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