Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Bartholomew is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Shane has over 20 years of experience in the financial services industry. Shane has a wide range of experience with various types of clients including individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and state and municipal government entities. Shane has passed the Series 7, 9, 10, 63, 65, and 66 exams and is licensed to provide financial advice in multiple states. Shane provides a wide range of financial advisory services including portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
10/01/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAINT GEORGE UT)
UT
04/02/2019 - 07/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT GEORGE UT)
UT
04/21/2011 - 06/04/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ST GEORGE UT)
UT
06/01/2009 - 07/17/2009
MORGAN STANLEY SMITH BARNEY (ST. GEORGE UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. GEORGE UT)
UT
02/25/1997 - 04/02/2007
MORGAN STANLEY DW INC. (ST. GEORGE UT)
BOTH
Issued 07/24/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shane Bartholomew is the right advisor for you? Invested Better is here to help.
