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Shane Ryan Workman

Fidelity Brokerage Services LLC

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About Shane Ryan Workman

Shane Workman is a registered representative with Fidelity Brokerage Services LLC and has been in the financial services industry since May 2, 2015. Shane has Series 6, 7, and 63 securities licenses as well as the SIE. Shane has previously worked for Northwestern Mutual Investment Services, LLC, Bronfman E.L. Rothschild Capital, LLC, Investment Professionals, Inc., Sagepoint Financial, Inc., Mutual of Omaha Investor Services, Inc., and Waddell & Reed, Inc. Shane is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Shane Workman is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shane Workman’s Registration & Firm History

CO

04/30/2021 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

WI

01/28/2019 - 06/07/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MIDDLETON WI)

WI

11/01/2016 - 11/21/2018

BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC (Madison WI)

WI

03/03/2015 - 09/30/2016

INVESTMENT PROFESSIONALS, INC. (BARABOO WI)

WI

05/13/2014 - 03/04/2015

SAGEPOINT FINANCIAL, INC. (BARABOO WI)

WI

07/16/2013 - 06/18/2014

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (LA CROSSE WI)

WI

12/11/2012 - 04/23/2013

WADDELL & REED, INC. (MADISON WI)

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Licenses & Designations

BC

Issued 02/07/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shane Ryan Workman.
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