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Shane Ryan Thackston

Northwestern Mutual Investment Services, LLC

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About Shane Ryan Thackston

Shane Thackston is a registered representative of Northwestern Mutual Investment Services, LLC, a broker-dealer registered with the SEC. Shane has been in the securities industry since May 6, 2016. Shane is also an Investment Adviser Representative and is registered with the state of Virginia. Shane is a member of FINRA and has passed the Series 66, Series 7 and SIE examinations.

Firm Information

Shane Thackston is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Shane Thackston’s Registration & Firm History

VA

09/07/2016 - Present

Northwestern Mutual Investment Services, LLC (CHARLOTTESVLE VA)

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Licenses & Designations

BOTH

Issued 09/02/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shane Ryan Thackston.
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