Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Ryan Hart is a financial professional who has been in the industry since September 2007. Shane is currently registered as an investment advisor representative with Charles Schwab & Co., Inc. Shane has a wide range of experience in the financial industry, having previously worked at TD Ameritrade, Inc. and Scottrade, Inc. Shane is a highly qualified professional with the necessary licenses and certifications. Shane is also a principal and has Series 10, Series 9, and Series 24 licenses. Shane is registered with the state of Pennsylvania and several other states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
PA
03/12/2019 - Present
Charles Schwab & CO., Inc. (Dickson City PA)
PA
02/26/2018 - 03/11/2019
TD AMERITRADE, INC. (MOOSIC PA)
PA
09/17/2007 - 02/26/2018
SCOTTRADE, INC. (MOOSIC PA)
BOTH
Issued 02/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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