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Shane Redmond

PHX Financial, Inc.

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About Shane Redmond

Shane Redmond is an investment professional with over 30 years of experience in the financial services industry. Shane currently works with Phx Financial, Inc., where he is a registered representative. Shane has held positions at firms like Wilmington Capital Securities, LLC, AEGIS Capital Corp., and Trident Partners LTD.

Firm Information

Shane Redmond is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shane Redmond’s Registration & Firm History

NY

12/21/2022 - Present

PHX Financial, Inc. (NEW YORK NY)

NY

09/08/2021 - 12/09/2022

WILMINGTON CAPITAL SECURITIES, LLC (New York NY)

NY

07/09/2021 - 09/10/2021

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

01/14/2009 - 07/13/2021

TRIDENT PARTNERS LTD. (WOODBURY NY)

CA

03/12/2002 - 01/13/2009

WESTERN INTERNATIONAL SECURITIES, INC. (SAN FRANCISCO CA)

CA

02/13/2002 - 03/26/2002

INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)

CA

02/11/2002 - 02/19/2002

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

11/05/2001 - 02/11/2002

INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)

MN

06/29/2001 - 11/09/2001

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

CA

06/27/2000 - 06/06/2001

PACIFIC GENESIS GROUP, INC. (ALAMEDA CA)

MA

12/21/1999 - 07/13/2000

CANTELLA & CO., INC. (MALDEN MA)

CO

11/17/1999 - 12/23/1999

AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)

NY

02/13/1997 - 11/17/1999

GILFORD SECURITIES INCORPORATED (NEW YORK NY)

CA

10/12/1995 - 03/24/1997

PACIFIC GENESIS GROUP, INC. (ALAMEDA CA)

CA

10/11/1994 - 09/26/1995

WULFF, HANSEN & CO. (SAN RAFAEL CA)

CA

04/18/1994 - 10/12/1994

WHITEHALL-PARKER SECURITIES, INC. (SAN RAFAEL CA)

TX

12/01/1989 - 04/15/1994

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

NY

01/28/1993 - 04/12/1994

GLOBAL STRATEGIES GROUP, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/05/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/27/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/09/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Shane Redmond. Review regulatory record here.
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