Unclaimed
Shane Redmond is an investment professional with over 30 years of experience in the financial services industry. Shane currently works with Phx Financial, Inc., where he is a registered representative. Shane has held positions at firms like Wilmington Capital Securities, LLC, AEGIS Capital Corp., and Trident Partners LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/21/2022 - Present
PHX Financial, Inc. (NEW YORK NY)
NY
09/08/2021 - 12/09/2022
WILMINGTON CAPITAL SECURITIES, LLC (New York NY)
NY
07/09/2021 - 09/10/2021
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
01/14/2009 - 07/13/2021
TRIDENT PARTNERS LTD. (WOODBURY NY)
CA
03/12/2002 - 01/13/2009
WESTERN INTERNATIONAL SECURITIES, INC. (SAN FRANCISCO CA)
CA
02/13/2002 - 03/26/2002
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
CA
02/11/2002 - 02/19/2002
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
11/05/2001 - 02/11/2002
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
MN
06/29/2001 - 11/09/2001
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
CA
06/27/2000 - 06/06/2001
PACIFIC GENESIS GROUP, INC. (ALAMEDA CA)
MA
12/21/1999 - 07/13/2000
CANTELLA & CO., INC. (MALDEN MA)
CO
11/17/1999 - 12/23/1999
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
NY
02/13/1997 - 11/17/1999
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
CA
10/12/1995 - 03/24/1997
PACIFIC GENESIS GROUP, INC. (ALAMEDA CA)
CA
10/11/1994 - 09/26/1995
WULFF, HANSEN & CO. (SAN RAFAEL CA)
CA
04/18/1994 - 10/12/1994
WHITEHALL-PARKER SECURITIES, INC. (SAN RAFAEL CA)
TX
12/01/1989 - 04/15/1994
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NY
01/28/1993 - 04/12/1994
GLOBAL STRATEGIES GROUP, INC. (NEW YORK NY)
IA
Issued 05/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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