Unclaimed
Shane Johnson is a financial advisor with over 6 years of experience in the industry. Shane is currently registered with Fifth Third Securities, Inc.. Shane has previously been registered with BTMU SECURITIES, INC., MUFG SECURITIES AMERICAS INC.. Shane has passed the Series 63, Series 79, SIE exams. Shane also holds the no known designation. Shane specializes in 1, 4, 5, 6 and provides advisory services to brokerage clients, helping them navigate securities trading and financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
08/01/2019 - Present
Fifth Third Securities, Inc. (LOS ANGELES CA)
NY
04/01/2017 - 06/26/2017
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
CA
03/07/2016 - 04/01/2017
BTMU SECURITIES, INC. (Los Angeles CA)
BC
Issued 11/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 3/7/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Shane Johnson is the right advisor for you? Invested Better is here to help.