Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Delaney is a financial advisor with Northwestern Mutual Investment Services, LLC. Shane has been in the industry for over 20 years and is registered to provide investment advice in 11 states. Shane works in Lake Havasu City, Arizona and offers investment research and referrals to other advisors. Shane is also an active member of the industry, holding Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
AZ
05/25/2001 - Present
Northwestern Mutual Investment Services, LLC (Lk Havasu City AZ)
WI
05/25/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
CA
10/05/2000 - 05/10/2001
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
BC
Issued 12/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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