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Shane O'Malley

Liquidnet, Inc.

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About Shane O'Malley

Shane O'Malley is a registered representative with Liquidnet, Inc. Shane has been in the securities industry for over a year. Shane has passed the Series 7TO and the SIE exams.

Firm Information

Shane O'Malley is currently registered with Liquidnet, Inc.. Liquidnet, Inc. is a Corporation formed on January 12, 2000. The firm is registered in 16 states and is approved by the SEC. The firm has 9 Regulatory Event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shane O'Malley’s Registration & Firm History

NY

12/24/2021 - Present

Liquidnet, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/24/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/20/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Shane O'Malley.
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