Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Nolan is a financial advisor with over 25 years of experience in the financial services industry. Shane is currently registered with Wells Fargo Clearing Services, LLC in the state of California. Prior to joining Wells Fargo Clearing Services, LLC, Shane held positions at Global Alternative Investment Services, Inc., Wedbush Morgan Securities Inc., Citigroup Global Markets Inc., Tower Square Securities, Inc., and Hartford Equity Sales Company Inc. Shane holds licenses including Series 3, 6, 7, 26, 30, 31 and 63. Shane is a member of the Financial Industry Regulatory Authority (FINRA) and the North American Securities Administrators Association (NASAA). Shane specializes in providing investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/12/2021 - Present
Wells Fargo Clearing Services, LLC (EL SEGUNDO CA)
NC
05/16/2007 - 07/08/2020
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. (CHARLOTTE NC)
CA
05/18/2005 - 05/15/2007
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NY
04/07/1999 - 09/15/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
01/31/1997 - 02/16/1999
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
03/02/1993 - 08/13/1996
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 09/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2015
Series 30 - NFA Branch Manager Examination
BC
Issued 11/11/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2014
Series 3 - National Commodity Futures Examination
BC
Issued 05/14/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shane Nolan is the right advisor for you? Invested Better is here to help.
