Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Boex is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in NEWPORT BEACH, CA. Shane has been in the securities industry since 2002. Shane has a wide range of experience in the financial services industry and has held several positions at different firms. Before joining Merrill Lynch, Shane worked at BANC OF AMERICA INVESTMENT SERVICES, INC., SALOMON SMITH BARNEY INC., and MML INVESTORS SERVICES, INC. Shane is registered with FINRA and holds the following licenses: Series 6, Series 7, Series 63, and Series 65. Shane is also registered in Arizona, California, New Jersey, New York, North Carolina, Texas, Utah, and Washington. Shane specializes in providing financial advice to individuals, corporations, high net worth individuals, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/19/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
07/02/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWPORT BEACH CA)
NY
10/03/2000 - 06/20/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MA
03/08/2000 - 10/10/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 02/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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