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Shane Michael Brennan

DWS Distributors, Inc.

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About Shane Michael Brennan

Shane Brennan is a financial advisor with DWS Distributors, Inc. located in Jacksonville, FL. Shane has been in the industry since November 7, 2019. Shane holds the Series 7, Series 63 and SIE licenses. Shane is registered with the state of Florida and New York. Shane was previously with FIDELITY BROKERAGE SERVICES LLC.

Firm Information

Shane Brennan is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shane Brennan’s Registration & Firm History

FL

09/14/2022 - Present

DWS Distributors, Inc. (JACKSONVILLE FL)

FL

08/02/2019 - 06/07/2022

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 08/09/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shane Michael Brennan.
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