Unclaimed
Shane Melvin Taylor is a financial advisor with Northwestern Mutual Investment Services, LLC. Shane has been in the financial industry since 1999. Shane holds the Series 3, Series 6, and Series 63 securities licenses. Shane is registered with the Financial Industry Regulatory Authority (FINRA) and in Arizona, California, Colorado, Delaware, Iowa, Minnesota, Nebraska, North Dakota, South Dakota, Washington, and Wyoming. Shane's previous experience includes a role at Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SD
03/19/1999 - Present
Northwestern Mutual Investment Services, LLC (RAPID CITY SD)
WI
03/19/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 03/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/05/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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