Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Maurice Chavez is a financial advisor with over 25 years of experience in the industry. Shane is currently registered with Cambridge Investment Research Advisors, Inc. in Colorado and Texas. Shane has a wide range of experience, having worked with FSC Securities Corporation, MML Investors Services, Inc., GWFS Equities, Inc., Hartford Equity Sales Company Inc., Jackson National Life Distributors, Inc., and New England Securities. Shane has the Series 6, 7, 63 and 65 licenses as well as the SIE. He is also a Certified Financial Planner and a Chartered Financial Consultant. Shane specializes in financial planning, portfolio management for individuals and businesses, and educational seminars. He is committed to providing personalized financial advice to help clients reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
10/04/2019 - Present
Cambridge Investment Research Advisors, Inc. (Parker CO)
CO
08/19/2008 - 10/10/2019
FSC SECURITIES CORPORATION (PARKER CO)
CO
07/11/2006 - 08/27/2008
MML INVESTORS SERVICES, INC. (DENVER CO)
CO
02/17/2004 - 06/30/2006
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CT
08/01/2003 - 02/13/2004
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
TN
02/27/2002 - 07/25/2003
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
NY
05/09/1996 - 01/18/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 04/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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