Unclaimed
Shane Rogers is a financial advisor with Park Avenue Securities LLC. Shane has been in the financial industry since September 1997 and has licenses and registrations in Arizona, California, Colorado, Connecticut, Delaware, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia. Shane specializes in financial planning, educational seminars, and portfolio management for individuals. Shane has a strong focus on providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/01/2018 - Present
Park Avenue Securities LLC (LITTLE SILVER NJ)
NY
03/03/2000 - 05/30/2008
LABRANCHE & CO. LLC (NEW YORK NY)
NY
10/28/1996 - 03/20/2000
HENDERSON BROTHERS, INC. (NEW YORK NY)
BOTH
Issued 05/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1999
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 06/24/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 08/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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