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Shane Matthew Rogers

Park Avenue Securities LLC

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About Shane Matthew Rogers

Shane Rogers is a financial advisor with Park Avenue Securities LLC. Shane has been in the financial industry since September 1997 and has licenses and registrations in Arizona, California, Colorado, Connecticut, Delaware, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia. Shane specializes in financial planning, educational seminars, and portfolio management for individuals. Shane has a strong focus on providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Shane Rogers is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shane Rogers’s Registration & Firm History

NJ

02/01/2018 - Present

Park Avenue Securities LLC (LITTLE SILVER NJ)

NY

03/03/2000 - 05/30/2008

LABRANCHE & CO. LLC (NEW YORK NY)

NY

10/28/1996 - 03/20/2000

HENDERSON BROTHERS, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/08/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1999

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 06/24/1999

Series 25 - NYSE Trading Assistant Examination

BC

Issued 08/09/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shane Matthew Rogers.
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