Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane M. Workman is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc., with over nine years of experience in the financial services industry. Shane Workman has experience in securities, investment advisory and financial planning. Shane Workman has been affiliated with several financial institutions, including T. Rowe Price Investment Services, Inc., LPL Financial LLC, Transamerica Investors Securities Corporation and Merrill Lynch. Shane Workman holds licenses to conduct business in Alabama, Connecticut, Florida, Georgia, Massachusetts, New Jersey, New York, Pennsylvania, Tennessee and Texas. Shane Workman has successfully completed a number of professional licensing exams, including the Series 7, Series 63, Series 65 and SIE exams. Shane Workman specializes in retirement planning, college savings, investment management and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/18/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAINT PETERSBURG FL)
FL
09/06/2019 - 04/05/2021
TRANSAMERICA INVESTORS SECURITIES CORPORATION (ST. PETERSBURG FL)
FL
03/20/2018 - 08/29/2019
LPL FINANCIAL LLC (ST. PETERSBURG FL)
FL
03/29/2016 - 05/25/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT PETERSBURG BEACH FL)
FL
11/05/2013 - 03/15/2016
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
IA
Issued 02/14/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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