Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Watson is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Cincinnati, OH. Shane has been in the financial services industry since 1999. Shane holds Series 7, Series 63, and Series 66 licenses, along with the SIE exam. Shane is also registered to provide investment advice in Illinois, Indiana, Kentucky, and Ohio. Before joining Northwestern Mutual, Shane was a financial advisor at Fidelity Brokerage Services LLC in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
12/20/2017 - Present
Northwestern Mutual Investment Services, LLC (CINCINNATI OH)
KY
09/03/1999 - 08/24/2017
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 05/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shane Watson is the right advisor for you? Invested Better is here to help.
