Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Nichols is a financial professional with over 10 years of experience in the industry. Shane is currently registered with Empower Financial Services, Inc., and is licensed to provide investment advice in all 50 states. Shane holds the Series 7, Series 6, Series 63, and SIE licenses, and is a highly experienced advisor. Previously Shane worked with Ameriprise Financial Services, LLC, Thrivent Investment Management, Inc., M&T Securities, Inc., and HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/26/2024 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
PA
02/20/2019 - 02/07/2022
AMERIPRISE FINANCIAL SERVICES, LLC (PITTSTON TWP PA)
PA
05/31/2016 - 03/03/2017
THRIVENT INVESTMENT MANAGEMENT INC. (Pittston PA)
PA
06/24/2014 - 05/24/2016
AMERIPRISE FINANCIAL SERVICES, INC. (PITTSTON TWP PA)
NY
05/18/2011 - 11/30/2012
M&T SECURITIES, INC. (BINGHAMTON NY)
NY
07/18/2008 - 05/02/2011
HSBC SECURITIES (USA) INC. (ENDICOTT NY)
BC
Issued 05/10/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/13/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/03/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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