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Shane M Guenther

Quadriga Securities, LLC

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About Shane M Guenther

Shane M. Guenther is a financial professional registered in Colorado. Shane is associated with Quadriga Securities, LLC and has been in the industry since January 23, 2018. Shane has passed the Series 79 and Securities Industry Essentials Exam (SIE).

Firm Information

Shane Guenther is currently registered with Quadriga Securities, LLC. Quadriga Securities, LLC is a Limited Liability Company formed on January 11, 2010. The firm is registered in Colorado and North Carolina, and has one approved SEC registration. Quadriga Securities, LLC has been involved in four regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shane Guenther’s Registration & Firm History

CO

01/24/2018 - Present

Quadriga Securities, LLC (DENVER CO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shane M Guenther.
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