Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shane? Claim Your ProfileShane Bauman is an investment advisor representative with Park Avenue Securities LLC, a broker-dealer registered with the Securities and Exchange Commission. Shane Bauman has been in the securities industry since 2012. Shane Bauman is licensed to provide investment advice in Alabama, Arizona, Colorado, Florida, Michigan, New Mexico, and Wyoming. Shane Bauman's previous employers include OneAmerica Securities, Inc., MML Investors Services, LLC, and MWA Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/16/2023 - Present
Park Avenue Securities LLC (GREENWOOD VILLAGE CO)
CO
02/15/2019 - 12/06/2022
ONEAMERICA SECURITIES, INC. (Greenwood Village CO)
CO
04/19/2017 - 01/17/2019
MML INVESTORS SERVICES, LLC (DENVER CO)
CO
01/11/2016 - 04/12/2017
PARK AVENUE SECURITIES LLC (GREENWOOD VILLAGE CO)
CO
03/20/2012 - 01/12/2016
MWA FINANCIAL SERVICES INC. (CASTLE ROCK CO)
BC
Issued 07/29/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/10/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/12/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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