Unclaimed
Shane Leo Smith is a financial professional with over 5 years of experience in the industry. Shane is currently registered with Nationwide Investment Services Corp. and is licensed in 8 states. Shane has passed the SIE, Series 6, and Series 63 exams. Prior to joining Nationwide Investment Services Corp., Shane worked at Jefferson National Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
01/02/2019 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
OH
06/28/2018 - 01/02/2019
JEFFERSON NATIONAL SECURITIES CORPORATION (COLUMBUS OH)
BC
Issued 08/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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